Capital Raising Compliance Before & After Your Raise - E1138 - CFC

Most syndicators think compliance starts after the deal is under contract.

They wait to bring in a securities attorney until the docs are needed… But by then, it might be too late.

In this episode of Cash Flow Connections, I’m joined (for the third time) by Mauricio Rauld—one of the few attorneys who actually makes securities law fun to learn.

We break down:

• The syndicator blind spot that can blow up your raise

• Why social media could be your biggest compliance risk

• How to choose between 506(b) and 506(c) before you even have a deal

• The critical difference between “talking to investors” and “offering securities”

• The one conversation that could protect you if your deal ever goes south

If you’re raising capital (or plan to)… you need to hear this.

Take Control, Hunter Thompson

Resources mentioned in the episode:

1. Mauricio Rauld

LinkedIn

YouTube

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