How many episodes does Open Exam Prep have?

Open Exam Prep has 685 episodes.

What topics does Open Exam Prep cover?

Open Exam Prep covers topics including: education, courses.

Open Exam Prep

Ran Chen, EA, CFP®

EN685 episodes

educationcourses

Open Exam Prep: Mastering Financial ExamsThe path to becoming a certified financial professional is known for its difficulty, and finding high-quality, accessible study material shouldn't be the hardest part.Created by Ran Chen—an AI application enthusiast, Financial Advisor, and holder of the EA (Tax), Life Insurance, Series 6/63/65, and CFP® designations—this podcast was born from personal experience. Having navigated these challenging exams himself, Ran realized the need for better resources...

Episodes (685)

[Series 6] 29, Advertising and Sales Literature Rules

Open Exam Prep

Mar 7, 20263:46failed

[Series 6] 28, SEC and FINRA Regulations

Open Exam Prep

Mar 6, 20263:37pending

[Series 6] 27, Customer Account Types

Open Exam Prep

Mar 5, 20263:56pending

Open Exam Prep

Episodes (685)

[Series 6] 29, Advertising and Sales Literature Rules

[Series 6] 28, SEC and FINRA Regulations

[Series 6] 27, Customer Account Types

[Series 6] 26, Suitability and Customer Profiles

[Series 6] 25, Coverdell Education Savings Accounts

[Series 6] 24, 529 Education Savings Plans

[Series 6] 23, Employer Retirement Plans

[Series 6] 22, Roth IRA Rules

[Series 6] 21, Traditional IRA Rules

[Series 6] 20, Life Insurance Taxation

[Series 6] 19, Variable Universal Life Insurance

[Series 6] 18, Variable Life Insurance Basics

[Series 6] 17, 1035 Exchanges

[Series 6] 16, Variable Annuity Taxation

[Series 6] 15, Variable Annuity Fees and Charges

[Series 6] 14, Variable Annuity Payout Options

[Series 6] 13, Variable Annuity Separate Accounts

[Series 6] 12, Variable Annuities Overview

[Series 6] 11, Mutual Fund Prospectus and SAI

[Series 6] 10, Mutual Fund Distributions

[Series 6] 9, Index Funds and ETFs

[Series 6] 8, Types of Mutual Funds by Objective

[Series 6] 7, Mutual Fund Expenses

[Series 6] 6, Net Asset Value Calculation

[Series 6] 5, Breakpoint Violations

[Series 6] 4, Breakpoints and Sales Charge Reductions

[Series 6] 3, Mutual Fund Share Classes

[Series 6] 2, Open-End vs Closed-End Funds

[Series 6] 1, Introduction to Investment Companies

[SIE] 60, Suitability and Regulation Best Interest

[SIE] 59, Registration and Licensing

[SIE] 58, FINRA and SRO Regulation

[SIE] 57, SEC and Securities Laws

[SIE] 56, Anti-Money Laundering (AML)

[SIE] 55, Customer Protection Violations

[SIE] 54, Insider Trading

[SIE] 53, Market Manipulation

[SIE] 52, Trade Settlement and Clearing

[SIE] 51, Order Qualifiers and Execution

[SIE] 50, Order Types

[SIE] 49, Margin Accounts - Maintenance and Calls

[SIE] 48, Margin Accounts - Basics

[SIE] 47, Employer-Sponsored Retirement Plans

[SIE] 46, Traditional and Roth IRAs

[SIE] 45, Customer Account Types - Business and Fiduciary

[SIE] 44, Customer Account Types - Individual and Joint

[SIE] 43, Alternative Investments

[SIE] 42, Direct Participation Programs

[SIE] 41, REITs

[SIE] 40, Options - Max Gain, Max Loss, Breakeven